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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
e Manager's Chief Operating Officer, chairs the Valuation Committee and is also responsible for the Manager's valuation policy and procedures. Ms. Davies is not responsible for the Manager's deal activity or portfolio management, is functionally independent from the Manager's portfolio management act
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
e Manager's Chief Operating Officer, chairs the Valuation Committee and is also responsible for the Manager's valuation policy and procedures. Ms. Davies is not responsible for the Manager's deal activity or portfolio management, is functionally independent from the Manager's portfolio management act
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
e Manager's Chief Operating Officer, chairs the Valuation Committee and is also responsible for the Manager's valuation policy and procedures. Ms. Davies is not responsible for the Manager's deal activity or portfolio management, is functionally independent from the Manager's portfolio management act
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
Sponsored
2 mentions1 same-page
Page ?Same page
e Manager's Chief Operating Officer, chairs the Valuation Committee and is also responsible for the Manager's valuation policy and procedures. Ms. Davies is not responsible for the Manager's deal activity or portfolio management, is functionally independent from the Manager's portfolio management act
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
e Manager's Chief Operating Officer, chairs the Valuation Committee and is also responsible for the Manager's valuation policy and procedures. Ms. Davies is not responsible for the Manager's deal activity or portfolio management, is functionally independent from the Manager's portfolio management act
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
Sponsored
Mutual Connections (66)
Entities connected to both Davies and Raymond James'
Puerto Rico
LOCATION9 w/ Davies·41 w/ Raymond
Glendower
LOCATION23 w/ Davies·10 w/ Raymond
the Securities and Exchange Commission
ORGANIZATION9 w/ Davies·23 w/ Raymond
DD
Deirdre Davies
PERSON23 w/ Davies·5 w/ Raymond
New York State
LOCATION9 w/ Davies·18 w/ Raymond
Credit Suisse
ORGANIZATION7 w/ Davies·18 w/ Raymond
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION5 w/ Davies·18 w/ Raymond
Prince Charles
PERSON17 w/ Davies·5 w/ Raymond
United Kingdom
LOCATION9 w/ Davies·10 w/ Raymond
the U.S. Investment Company Act
ORGANIZATION6 w/ Davies·10 w/ Raymond
European Union
ORGANIZATION6 w/ Davies·10 w/ Raymond
Glendower Capital
ORGANIZATION5 w/ Davies·10 w/ Raymond
United States
LOCATION10 w/ Davies·5 w/ Raymond
Finland
LOCATION5 w/ Davies·10 w/ Raymond
Denmark
LOCATION5 w/ Davies·10 w/ Raymond
Raymond James & Associates, Inc.
ORGANIZATION5 w/ Davies·10 w/ Raymond
Columbia University
LOCATION9 w/ Davies·5 w/ Raymond
Ontario
LOCATION7 w/ Davies·5 w/ Raymond
Wales
LOCATION7 w/ Davies·5 w/ Raymond
the Cayman Islands
LOCATION6 w/ Davies·5 w/ Raymond