7
Shared Docs
7
Same-Page
7 / 7
Mentions
GLOUSI25 Gerald Ford iCapital Advisors, LLC Form ADV Part 2A Item 2: Material Changes This brochure amendment is made in connection with iCapital's annual updating re
nce May. 2014. We are wholly-owned by Institutional Capital Network, Inc. (the "Company") and have our principal place of business in New York. NY. iCapital Securities. LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities and is registered with the SEC and a membe
GLOUS125 Gerald Ford iCapital Advisors. LLC Form ADV Part 28 Daniel Vene Educational Background and Business Experience Mr. Vene is a member of Capital Advisor's inv
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLOUSI25 Gerald Ford iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their positi
existence of such placement fee could create a potential conflict of interest The prospect of receiving such compensation creates an incentive for iCapital Securities. LLC to place investors in the iCapital Private Access Funds from which it receives a placement fee over other investment vehicles from which it do
GLOUSI25 Gerald Ford iCapital Advisors, LLC Form ADV Part 2A investment. Certain management persons of iCapital (or its affiliates) are also involved with soliciting
Capital's policies and procedures. Furthermore. compensation for management persons is not based on any transaction-based compensation received by iCapital Securities (or its affiliates). Fees Paid by Brokerage Limited Partners. Limited partners in one or more of the Funds may elect to be treated as "brokerage li
GLOUSi2S Gerald Ford iCapital Advisors. LLC Form ADV Part 28 Nicholas Veronis Educational Background and Business Experience Mr. Veronis is a member of iCapital Advi
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLOUS125 Gerald Ford a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to s
private investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
GLDUS125 Gerald Ford Proprietary and Confidential — Private Placement Memorandum Glendower Access Secondary Opportunities IV (U.S.), L.P. An "Access Fund" into Glendow
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Entities connected to both Gerald Ford and iCapital Securities
iCapital
ORGANIZATIONGlendower
LOCATIONAccess Fund
ORGANIZATIONGlendower Capital
ORGANIZATION
Michael Shannon
PERSON
Stanton
PERSON
United States
LOCATION
New York
LOCATIONFidelity Brokerage Services
ORGANIZATIONthe iCapital Network
ORGANIZATION
United Kingdom
LOCATIONPrivate Access Funds
ORGANIZATIONthe Direct Investment Funds
ORGANIZATIONThe Partnership Agreement
ORGANIZATIONThe Glendower GP
ORGANIZATION
European Union
ORGANIZATIONiCapital Advisor's
ORGANIZATIONNicholas Veronis
PERSONiCapital Advisors
ORGANIZATION
Denmark
LOCATION