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States Tracking ID: Reporting ID: Alert #: 1 Alert 10: Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
2 mentions1 same-page
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9 Alert #. 1 Alert ID: 1559801.11522860.46402345 Entity Information Entity ID: 46402345 Entity Name: Southern Financial Services, Inc. Address: Boca Raton. Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
2 mentions1 same-page
Page ?Same page
Address: Country:United States Tracking ID: Alert #: 1 Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 08/13/2003, The SEC
million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and
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Mutual Connections (40)
Entities connected to both Boca Raton and AVL Properties
George W. Bush
PERSON126 w/ Boca·24 w/ AVL
United States
LOCATION78 w/ Boca·2 w/ AVL
Prince Charles
PERSON53 w/ Boca·4 w/ AVL
Virginia Giuffre
PERSON37 w/ Boca·3 w/ AVL
Bailey
PERSON13 w/ Boca·24 w/ AVL
North Carolina
LOCATION26 w/ Boca·6 w/ AVL
Asheville
LOCATION7 w/ Boca·24 w/ AVL
Securities Fraud, Mail Fraud
ORGANIZATION3 w/ Boca·24 w/ AVL
ASC - Associated
ORGANIZATION3 w/ Boca·24 w/ AVL
AT
Anne M. Tompkins
PERSON3 w/ Boca·23 w/ AVL
Southern Financial Services Inc.
ORGANIZATION2 w/ Boca·22 w/ AVL
Organization: Southern Financial LLC
ORGANIZATION7 w/ Boca·12 w/ AVL
the United States District Court
ORGANIZATION10 w/ Boca·4 w/ AVL
Charleston
LOCATION9 w/ Boca·5 w/ AVL
DI
Dicom
PERSON8 w/ Boca·3 w/ AVL
Dicom Imaging Systems
ORGANIZATION8 w/ Boca·3 w/ AVL
SEC Litigation Releases - 2003
ORGANIZATION8 w/ Boca·3 w/ AVL
the Securities and Exchange Commission
ORGANIZATION7 w/ Boca·4 w/ AVL
TA
Tamburello
PERSON8 w/ Boca·3 w/ AVL
WE
Welsh
PERSON8 w/ Boca·3 w/ AVL