3
Shared Docs
3
Same-Page
4 / 3
Mentions
ns 7 (Slide 8) 8 (Slide 10) Complex Structures Cross Border Training 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 1547 235 LatAm; 1312 USO 235 accounts High 138, Moderate 56, Low 41 140 accounts High 61, Moderate 43, Low 36 51 exceptions Approved 47; Overdue 1; Upcoming 1 (
llenges • First view on the LatAm market • First view on DB WM LatAm's clients Interview round with experts from coverage and products DB WM LatAm Factbook • Agree focus clients, products, & markets • Review positioning vs. future focus areas and identify growth / de-emphasis areas Formu
ately licensed supervisors from a broker dealer perspective Confidential EFTA01394822 Miami Business Row Labels =I Miami 14 J - r Latam 51 Josie Alonso 7 Pascal Landrove 18 Reynaldo Figueredo 25 Sergio Stiglich 1 Americas USO 89 Carolyn Magliaro 25 Oti Roberts 34 Rachel Maglicic 15 Ro
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, 0 Yes 2 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association /
ed for each account to be opened 2. Account Ownership Summary Account Name: Aromatiss S.A.S - DDA Acct. Number (if available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services. long-term investment. payment/expense account)?
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associat
5 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Account Manager: Aromatiss S.A.S - DDA Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)?
Entities connected to both LatAm and Josie Alonso

United States
LOCATION
Martha Stewart
PERSON
Stewart Oldfield
PERSONDaphne Cales
PERSONMartindale-Hubbell
ORGANIZATION
Eric Holder
PERSONLawyers/Law Firms
ORGANIZATION
Prince Andrew
PERSON
U.S. Virgin Islands
LOCATIONLexis/Nexis
ORGANIZATIONQuality Mgt
ORGANIZATION
Alfredo Rodriguez
PERSON
Paul Volcker
PERSONTrustee/Co-Trustee
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATION
Columbia University
LOCATIONI. Corporate Documentation Attached
ORGANIZATIONRosemary Vrablic
PERSON
George W. Bush
PERSONMaria Farmer
PERSON