Epstein Secrets

Donna sends what we have, we might take it from there? #3: Julia can get you the data #4: Patrik will send what we have. Please keep in mind that LatAm strategy is currently being renewed with George Crosby on the platform and we can send you an early draft, but work will continue until Feb. Let m

ts and which products. Net new assets from existing clients in 2018; including client location, name of relationship manager, sub-GMT (Americas or LatAm), and which products. All new client-facing staff hired in office location, sub-GMT (Americas or LatAm). Presentations outlining WM Americas' gr

our existing client base. Thanks. Rgds, Just. From: Jakob Hahn [ Sent: Tuesday, September 18, 2018 10:25 To: Thomas Klemm Leonhard Mueller ; Daphne Cales ; Anna Issel ; Irwin Nack ; Yoonsun Chung ; Patrick Campion ; Derek St- Hilaire ; Julia Rutsch -; Rich Weber ; Justin Crook ; Wolfram Lange

n. We will consider "no material change" representation to include no address change. If you have KYCs where this was the missing pieces (I believe LatAm had a few) please resubmit. Thanks again. Have a wonderful weekend. Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch

From: Daphne Cales Sent: 9/28/2018 4:11:36 PM To: '[email protected]' CC: Derek St-Hilaire Subject: Address Verification (I) Classification: For Internal

rn. While I am gone, please contact the following individuals: •For Customer Reassignments and Top 25 requests, please contact Ana Hunter •For any LatAm specific issues, please contact Janet Morales for US issues, and Thomas Castelnuovo for Geneva or Hamburg •For accommodation trade approvals, pleas

, Andrew Gallivan, or Coley Jellinghaus, Michael Rogers, Chris Ainsworth, or George Crosby •For any Fraud or Error Resolution items, please contact Daphne Cales or Janet Morales (with a copy to David-K Ng) as soon as possible for timely resolution. •For review of Non-Target Lead Approvals, please contact An

5 211 176 100 441 785 820 896 55.72% 21.18% 17.67% 10.04% • Initial pop 1,319. Items may be determined out-of-scope during review. USO LatAm MEA-NY GAT Total 821 417 61 20 1,319 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042239 SDNY_GM_00188423 EFTA

e Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, July 17 2017 7:27 AM To: Patrick Harri Cc: Emily Craig < e a Daphne Cales 41.1111111111111111111111111k>; Janice Franklin Armen Brash ; Sheffali Welch < Subject: KYC HR Clients Remediation - Status (7/14/17) (I) Classif

maining (Clients) 32.70% 42.01% 42.54% 40.00% 38.52% 36.61% 12.70% 10.26% 0.42% 7.51% Completed Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 166 164 31 13 374 # of KYC Cases Approved 51

Cc: Emily Crai < >; Daphne Cales ; Janice Franklin < >; Armen Brash < ; Sheffali Welch < > Subject: KYC HR Clients Remediation - Status (6/09/17) ill Classification: For Inter

gress 8 78 23 109 3. Ready for Office Dir Approval/SMTH 1 2 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 4 4 8 LatAm 39 16 22 77 Not Yet Started 2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready for Office Dir Ap

Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 09, 2017 1:49 PM To: Sheffali Weld • Patrick Harri Cc: Emily Craig Daphne Cales Janice Franklin >; Armen Brash Subject: RE: KYC HR Clients Remediation - a us Classification: For internal use only 1. Overdue 296 (details be

case managers to prioritize 9 (1n priority being the oldest / most aged overdues.) and for a forward looking view a list of those due in July. For LatAm, I can provide the team the information directly. I know we are still waiting on management decisions on scope (mortgage only, 2017 KYCs approved in

To: Daphne Cales , Oliver Esslinger Melisa Venegas Subject: RE: Prioritization of the true overdues (IJ Classification: For Internal use only All - Please see a

n to better prioritize. In parallel Daphne will now reach out to a) All NY bankers, b) Israel for West Coast (also re Lee's cases), c) Eva for LatAm She will reiterate the message that no client response by end of month will trigger the exit letters and understand a) whether banker is comfortabl

ent: 10/11/2018 9:04:47 AM To: Patrick Camion l; Feli e Godard ; Andrew Gallivan I; Michael S Jacoby ; Israel Velasquez CC: Emily Craig I I; Daphne Cales Subject: KYC - accelerating client outreach Attachments: 20181009_GCISJor_Escalationjor_Emily_ext_withreycby.xlsx All, Per screenshot below, out