Epstein Secrets

For internal use only Hi Pradeepta, I believe}Ying-A Wang---09/16/2014 03:09:23 PM---Classification: For internal use only Hi Pradeepta, I believe Wayne sent you manuals for WM on 9/11. {cid:[email protected]} From: {cid:[email protected]} Ying-A Wang/db/dbcom {cid:image0

Subject: Re: FW: FW: Fw: 2014 AML KYC Audit [I] From: Ying-A Wang <M > Date: Wed, 17 Sep 2014 17:41:22 -0400 To: Jonathan Cheng Cc: Cherie Quigley Matthew Germond Wayne Salit Classification: For internal use only Johnathan, Enclosed please find relevant files for alert, case, and PCS alert

d (some of which could be auto closed)? or just the ones sampled. This is also my last week at DB so please refer all further requests to Ying and Cherie (she will be stepping into Clarissa's role) Kind regards, {cid:1 [email protected]} Yang Chen AVP I Wealth Management AML

ne Salit CC: Ying-A Wan Subject: RE: Darren In y ce ccca li l Classification: For internal use only Thanks Cherie. Agree with option 2 but up to Wayne based on his experience with the clients. From: Cherie Quigley Sent: Wednesday, July 19, 2017 3:41 PM To: Wayne Salit Cc: Maura Licont Subject:

From: Maura Liconte Sent: 7/19/2017 5:1 •I ' llatai To: Cherie Quigley Wayne Salit CC: Ying-A Wan Subject: RE: Darren In y ce ccca li l Classification: For internal use only Thanks Cherie. Agree with option 2 but u

•I ' llatai To: Cherie Quigley Wayne Salit CC: Ying-A Wan Subject: RE: Darren In y ce ccca li l Classification: For internal use only Thanks Cherie. Agree with option 2 but up to Wayne based on his experience with the clients. From: Cherie Quigley Sent: Wednesday, July 19, 2017 3:41 PM To: Way

1 -0400 To: Cherie Quigley Wayne Salit alMin Cc: Ying-A Wang Classification: For internal use only Thanks Cherie. Agree with option 2 but up to Wayne based on his experience with the clients. From: Cherie Quigley Sent: Wednesday, July 19, 2017 3:41 PM To: Wayne Salit Cc: Maura Liconte Subject

Liconte Date: Wed, 19 Jul 2017 17:12:01 -0400 To: Cherie Quigley Wayne Salit alMin Cc: Ying-A Wang Classification: For internal use only Thanks Cherie. Agree with option 2 but up to Wayne based on his experience with the clients. From: Cherie Quigley Sent: Wednesday, July 19, 2017 3:41 PM To: W

Subject: RE: Darren Indyke Account [C] [I] From: Maura Liconte Date: Wed, 19 Jul 2017 17:12:01 -0400 To: Cherie Quigley Wayne Salit alMin Cc: Ying-A Wang Classification: For internal use only Thanks Cherie. Agree with option 2 but up to Wayne based on his experien

en Ind ke Account [C] From: Cherie Quigley < Date: Wed, 19 Jul 2017 15:40:36 -0400 To: Wayne Salit dc > Cc: Maura Liconte Ying-A Wang > >, > Wayne Since this has become an issue with this client I would like to recommend one of the following: (1) We no longer allow Darren Indyke to cash chec

Subject: FW: Darren Ind ke Account [C] From: Cherie Quigley < Date: Wed, 19 Jul 2017 15:40:36 -0400 To: Wayne Salit dc > Cc: Maura Liconte Ying-A Wang > >, > Wayne Since this has become an issue with

Bank that he is abusing) We are planning to have a meeting with the RM in the near future. We have filed multiple SAIF on the activity. Thoughts? Cherie From: Ying-A Wang Sent: Wednesday, July 19, 2017 3:12 PM To: Stewart Oldfield a; Cherie Quigley >; Wayne Salit •: >; Maura Liconte Subject: Dar

Assessment - PRIME DATA NEEDED III Attachments: Copy of PEPS Open accounts DEC.31.15.xlsx ; Cherie Quigley Classification: For Internal use only Wayne, Please see enclosed for final list of PEP accts by 12/31/15. Total number: 514 US accounts: 272 Non — US accts: 242 -Ping From: Wayne Salit S

e Salit CC: PWM AM1Compliance Subject: RE: AML Risk Assessment - PRIME DATA NEEDED III Attachments: Copy of PEPS Open accounts DEC.31.15.xlsx ; Cherie Quigley Classification: For Internal use only Wayne, Please see enclosed for final list of PEP accts by 12/31/15. Total number: 514 US accounts: 272 No

igley Cc: PWM AMLCompliance Subject: FW: AML Risk Assessment - PRIME DATA NEEDED [I] Importance: High Classification: For Internal use only Ying/Cherie: Please run a report (as of 12/31/2015) for the Prime system that will indicate: • The number of Foreign-PEPS; and • The number of Domestic PE P

g Cc: Wayne Salit Subject: WM Data Analysis for AML Risk Assessment [I] Classification: For internal use only Hi Cherie and Ying, I believe that Wayne spoke to you about gathering some metrics for the products in the WM Investment Advisory Business so that we can complete the AML Risk Assessment fo

nd Del.xlk; 2012.2013 check deposits.xlsx; 2012.2013 IA accounts.xlsx Classification: For Internal use only Hi Sharon Here are the spreadsheets. Cherie From: Sharon Donaghey Sent: Thursday, March 05, 2015 3:18 PM To: Cherie Quigley; Ying-A Wang Cc: Wayne Salit Subject: WM Data Analysis for AML R

From: Cherie Quigley Sent: 3/10/2015 4:02:37 PM To: Sharon DonagheyI Subject: RE: WM Data Analysis for AML Risk Assessment [I) Attachments: 2012.2013 all wires.xlsx

Aryal-Moore Subject: RE: URGENT - Immediate Response Requested - RE: Accoun JEFFREY EPSTEIN [I] Classification: For internal use only I spoke to Wayne He said that this client has already been to rep risk. We should just document the alert very clearly. Since this type of activity is normal for th

n provided appears consistent. Select for Delivery or view rherke4 Mt" Soso Monts Key httoithyww.jurgita.com/models-id282607.html Kind Regards, Cherie From: Danya Friedman Sent: Wednesday, March 22, 2017 7:55 AM To: Kripa Aryal-Moore Subject: RE: URGENT - Immediate Response Requested - RE: Accou

From: Cherie Quigley Sent: 3/22/2017 11:23:37 AM To: Danya Friedman Kripa Aryal-Moore Subject: RE: URGENT - Immediate Response Requested - RE: Accoun JEFFREY EPST

epta, Enclosed please find alert and case assignments for Front To: Cc: Date: Subject. Ying-A Wang/db/dbcom Pradeepta Roy/db Chem Quigley/t Wayne 09/17/2014 05:16 PM Re: FW: Fe/ 2014 AN. KYC Audi Classification: For internal use only Pradeepta, Enclosed please find alert and case assignments

assistance and cooperation. John From: Pradeepta Roy Sent: Wednesday, September 17, 2014 5:27 PM To: Ying-A Wang Cc: Cherie Quigley; Wayne Salit; Jonathan Cheng Subject: Re: FW: Fw: 2014 AML KYC Audit [I] Classification: For internal use only Thank you very much Ying. Kind reg