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razil Kong SARI Korea China Federatto n OTC) 3,697 3,354 1,263 1,230 3,000 3,500 4,000 Mexico 1,108 1,180 875 525 Singaporei Saudi Arabia 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-traded US Small & Micro Gaps and OTC equities is compara
ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi
3,500 4,000 China US (Small & Micro Cap + OTC) India Brazil Hong Kong SAR, China Korea Russian Federatio in Mexico Singapore Saudi Arabia ion 3,697 3,354 1,263 1,230 1,108 1,180 875 525 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-t
elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
3,500 4,000 China US (Small &Mic ro Cap + OTC) India Brazil Hong Kong SAR, China Korea Russian Federatio in Mexico Singapore Saudi Arabia ion 3,697 3,354 1,263 1,230 1,108 1,180 875 525 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-t
pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Entities connected to both Arabia and Rodman & Renshaw

Jeffrey Epstein
PERSON
Marc Rich
PERSON
Bill Clinton
PERSON
Donald Trump
PERSON
Bloomberg L.P.
ORGANIZATION
Geneva
LOCATION
Joe Biden
PERSON
New York
LOCATION
Prince Charles
PERSON
Philadelphia
LOCATION
Woody Allen
PERSON
Barry Diller
PERSON
Hong Kong
LOCATION
George Mitchell
PERSON
Anne Hathaway
PERSON
Yale University
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONING Barings
ORGANIZATION
Rudy Giuliani
PERSONFinancial Review
ORGANIZATION