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2 mentions1 same-page
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ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
her the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. The Interests are being offered pursuant to an
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
her the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. The Interests are being offered pursuant to an
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
her the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. The Interests are being offered pursuant to an
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2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
her the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. The Interests are being offered pursuant to an
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
her the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. The Interests are being offered pursuant to an
Sponsored
Mutual Connections (77)
Entities connected to both Puerto Rico and the "Investment Company
United States
LOCATION187 w/ Puerto·5 w/ the
U.S. Virgin Islands
LOCATION172 w/ Puerto·5 w/ the
Eric Holder
PERSON47 w/ Puerto·5 w/ the
the District of Columbia
LOCATION45 w/ Puerto·5 w/ the
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ the
United Kingdom
LOCATION39 w/ Puerto·5 w/ the
Cayman
LOCATION39 w/ Puerto·5 w/ the
Cayman Islands
LOCATION32 w/ Puerto·5 w/ the
Denmark
LOCATION32 w/ Puerto·5 w/ the
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·5 w/ the
European Union
ORGANIZATION26 w/ Puerto·5 w/ the
Malta
LOCATION25 w/ Puerto·5 w/ the
Finland
LOCATION20 w/ Puerto·5 w/ the
Romania
LOCATION19 w/ Puerto·5 w/ the
Marla Maples
PERSON19 w/ Puerto·5 w/ the
United States District Court
ORGANIZATION18 w/ Puerto·5 w/ the
Norway
LOCATION18 w/ Puerto·5 w/ the
Belgium
LOCATION18 w/ Puerto·5 w/ the
Estonia
LOCATION18 w/ Puerto·5 w/ the
Lithuania
LOCATION17 w/ Puerto·5 w/ the