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Document Mentions (5 shared documents)
2 mentions1 same-page
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n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tive of the returns that may be achieved in the future. The return data does not reflect a composite and has not been presented in accordance with Association for Investment Management Research (AIMR) standards. No assurance can be given that the past investments made by any of the SOF Funds would be suitable for the Fund. Past performance is n
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tive of the returns that may be achieved in the future. The return data does not reflect a composite and has not been presented in accordance with Association for Investment Management Research (AIMR) standards. No assurance can be given that the past investments made by any of the SOF Funds would be suitable for the Fund. Past performance is n
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tive of the returns that may be achieved in the future. The return data does not reflect a composite and has not been presented in accordance with Association for Investment Management Research (AIMR) standards. No assurance can be given that the past investments made by any of the SOF Funds would be suitable for the Fund. Past performance is n
Sponsored
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tive of the returns that may be achieved in the future. The return data does not reflect a composite and has not been presented in accordance with Association for Investment Management Research (AIMR) standards. No assurance can be given that the past investments made by any of the SOF Funds would be suitable for the Fund. Past performance is n
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tive of the returns that may be achieved in the future. The return data does not reflect a composite and has not been presented in accordance with Association for Investment Management Research (AIMR) standards. No assurance can be given that the past investments made by any of the SOF Funds would be suitable for the Fund. Past performance is n
Sponsored
Mutual Connections (58)
Entities connected to both Puerto Rico and Association for Investment Management Research (AIMR
the Securities and Exchange Commission
ORGANIZATION134 w/ Puerto·5 w/ Association
Prince Charles
PERSON119 w/ Puerto·5 w/ Association
New York State
LOCATION57 w/ Puerto·5 w/ Association
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ Association
United Kingdom
LOCATION39 w/ Puerto·5 w/ Association
Denmark
LOCATION32 w/ Puerto·5 w/ Association
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·5 w/ Association
Columbia University
LOCATION27 w/ Puerto·5 w/ Association
Credit Suisse
ORGANIZATION26 w/ Puerto·5 w/ Association
European Union
ORGANIZATION26 w/ Puerto·5 w/ Association
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION23 w/ Puerto·5 w/ Association
Finland
LOCATION20 w/ Puerto·5 w/ Association
Ontario
LOCATION17 w/ Puerto·5 w/ Association
Wales
LOCATION16 w/ Puerto·5 w/ Association
Glendower
LOCATION10 w/ Puerto·5 w/ Association
Glendower Capital
ORGANIZATION10 w/ Puerto·5 w/ Association
Raymond James & Associates, Inc.
ORGANIZATION10 w/ Puerto·5 w/ Association
Davies
ORGANIZATION9 w/ Puerto·5 w/ Association
Macau
LOCATION8 w/ Puerto·5 w/ Association
the Cayman Islands
LOCATION8 w/ Puerto·5 w/ Association