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n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
al Confidential Private Placement Memorandum 88 EFTA01398095 Greg Martin Glendower Capital Secondary Opportunities Fund IV, LP Investment Act (Kapitalanlagegesetzbuch)). The Netherlands The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or deli
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
dential Private Placement Memorandum 88 EFTA01396053 GLDUS125 Gerald Ford Glendower Capital Secondary Opportunities Fund IV, LP Investment Act (Kapitalanlagegesetzbuch)). The Netherlands The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or deli
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
e Placement Memorandum 88 EFTA01396617 GLDUS126 Pacific Life Insurance Co Glendower Capital Secondary Opportunities Fund IV, LP Investment Act (Kapitalanlagegesetzbuch)). The Netherlands The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or deli
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
tial Private Placement Memorandum 88 EFTA01395589 GLDUS143 Henry Nicholas Glendower Capital Secondary Opportunities Fund IV, LP Investment Act (Kapitalanlagegesetzbuch)). The Netherlands The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or deli
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
l Private Placement Memorandum 88 EFTA01397290 GLDUS127 Annandale Capital Glendower Capital Secondary Opportunities Fund IV, LP Investment Act (Kapitalanlagegesetzbuch)). The Netherlands The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or deli
Entities connected to both Puerto Rico and Kapitalanlagegesetzbuch
the Securities and Exchange Commission
ORGANIZATION
Prince Charles
PERSON
New York State
LOCATIONRaymond James'
PERSON
United Kingdom
LOCATION
Denmark
LOCATIONthe U.S. Investment Company Act
ORGANIZATION
Columbia University
LOCATION
Credit Suisse
ORGANIZATION
European Union
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION
Finland
LOCATION
Ontario
LOCATION
Wales
LOCATIONGlendower
LOCATIONGlendower Capital
ORGANIZATIONRaymond James & Associates, Inc.
ORGANIZATIONDavies
ORGANIZATION
Macau
LOCATION
the Cayman Islands
LOCATION