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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
h, the PRC does not include Hong Kong, Macau or Taiwan. COLOMBIA This Memorandum does not constitute an invitation to invest or a public offer in the Republic of Colombia and is not Confidential Private Placement Memorandum 90 EFTA01398099
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
h, the PRC does not include Hong Kong, Macau or Taiwan. COLOMBIA This Memorandum does not constitute an invitation to invest or a public offer in the Republic of Colombia and is not Confidential Private Placement Memorandum 90 EFTA01396057
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
h, the PRC does not include Hong Kong, Macau or Taiwan. COLOMBIA This Memorandum does not constitute an invitation to invest or a public offer in the Republic of Colombia and is not Confidential Private Placement Memorandum 90 EFTA01396621
Sponsored
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
h, the PRC does not include Hong Kong, Macau or Taiwan. COLOMBIA This Memorandum does not constitute an invitation to invest or a public offer in the Republic of Colombia and is not Confidential Private Placement Memorandum 90 EFTA01395593
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
h, the PRC does not include Hong Kong, Macau or Taiwan. COLOMBIA This Memorandum does not constitute an invitation to invest or a public offer in the Republic of Colombia and is not Confidential Private Placement Memorandum 90 EFTA01397294
Sponsored
Mutual Connections (96)
Entities connected to both Puerto Rico and the Republic of Colombia
United States
LOCATION187 w/ Puerto·4 w/ the
the Securities and Exchange Commission
ORGANIZATION134 w/ Puerto·9 w/ the
Prince Charles
PERSON119 w/ Puerto·13 w/ the
J. Robert Oppenheimer
PERSON104 w/ Puerto·4 w/ the
Columbia University
LOCATION27 w/ Puerto·44 w/ the
New York State
LOCATION57 w/ Puerto·5 w/ the
United Kingdom
LOCATION39 w/ Puerto·13 w/ the
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ the
Cayman
LOCATION39 w/ Puerto·2 w/ the
Cayman Islands
LOCATION32 w/ Puerto·8 w/ the
the Cayman Islands
LOCATION8 w/ Puerto·31 w/ the
Chile
LOCATION16 w/ Puerto·22 w/ the
Ontario
LOCATION17 w/ Puerto·21 w/ the
Darussalam
LOCATION5 w/ Puerto·33 w/ the
Denmark
LOCATION32 w/ Puerto·5 w/ the
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·5 w/ the
Haiti
LOCATION12 w/ Puerto·22 w/ the
Credit Suisse
ORGANIZATION26 w/ Puerto·5 w/ the
European Union
ORGANIZATION26 w/ Puerto·5 w/ the
Macau
LOCATION8 w/ Puerto·21 w/ the