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Document Mentions (5 shared documents)
2 mentions1 same-page
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ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
Sponsored
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
Sponsored
Mutual Connections (97)
Entities connected to both Puerto Rico and The Placement Fee
United States
LOCATION187 w/ Puerto·10 w/ The
U.S. Virgin Islands
LOCATION172 w/ Puerto·5 w/ The
Samantha Power
PERSON83 w/ Puerto·4 w/ The
Glendower
LOCATION10 w/ Puerto·59 w/ The
U.S. Treasury
ORGANIZATION63 w/ Puerto·5 w/ The
UBS AG
ORGANIZATION61 w/ Puerto·2 w/ The
Lawrence Krauss
PERSON51 w/ Puerto·3 w/ The
the District of Columbia
LOCATION45 w/ Puerto·7 w/ The
Eric Holder
PERSON47 w/ Puerto·5 w/ The
United Kingdom
LOCATION39 w/ Puerto·9 w/ The
Cayman
LOCATION39 w/ Puerto·7 w/ The
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ The
Cayman Islands
LOCATION32 w/ Puerto·8 w/ The
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·6 w/ The
Denmark
LOCATION32 w/ Puerto·5 w/ The
Access Fund
ORGANIZATION18 w/ Puerto·16 w/ The
European Union
ORGANIZATION26 w/ Puerto·5 w/ The
Raymond James & Associates, Inc.
ORGANIZATION10 w/ Puerto·21 w/ The
Malta
LOCATION25 w/ Puerto·5 w/ The
the Internal Revenue Service
ORGANIZATION28 w/ Puerto·2 w/ The