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Document Mentions (5 shared documents)
2 mentions1 same-page
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ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain
Sponsored
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain
Sponsored
Mutual Connections (123)
Entities connected to both Puerto Rico and iCapital Advisors
United States
LOCATION187 w/ Puerto·12 w/ iCapital
U.S. Virgin Islands
LOCATION172 w/ Puerto·5 w/ iCapital
the Securities and Exchange Commission
ORGANIZATION134 w/ Puerto·5 w/ iCapital
Prince Charles
PERSON119 w/ Puerto·4 w/ iCapital
J. Robert Oppenheimer
PERSON104 w/ Puerto·4 w/ iCapital
Samantha Power
PERSON83 w/ Puerto·20 w/ iCapital
Lawrence Krauss
PERSON51 w/ Puerto·30 w/ iCapital
Access Fund
ORGANIZATION18 w/ Puerto·55 w/ iCapital
U.S. Treasury
ORGANIZATION63 w/ Puerto·3 w/ iCapital
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·23 w/ iCapital
Deutsche Bank Securities Inc.
ORGANIZATION8 w/ Puerto·46 w/ iCapital
Eric Holder
PERSON47 w/ Puerto·5 w/ iCapital
United Kingdom
LOCATION39 w/ Puerto·12 w/ iCapital
the District of Columbia
LOCATION45 w/ Puerto·5 w/ iCapital
European Union
ORGANIZATION26 w/ Puerto·23 w/ iCapital
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ iCapital
Cayman
LOCATION39 w/ Puerto·5 w/ iCapital
Cayman Islands
LOCATION32 w/ Puerto·8 w/ iCapital
Glendower
LOCATION10 w/ Puerto·28 w/ iCapital
Institutional Capital Network, Inc.
ORGANIZATION5 w/ Puerto·32 w/ iCapital