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Document Mentions (5 shared documents)
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ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Sponsored
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Sponsored
Mutual Connections (106)
Entities connected to both Puerto Rico and iCapital
United States
LOCATION187 w/ Puerto·8 w/ iCapital
U.S. Virgin Islands
LOCATION172 w/ Puerto·5 w/ iCapital
the Securities and Exchange Commission
ORGANIZATION134 w/ Puerto·27 w/ iCapital
Credit Suisse
ORGANIZATION26 w/ Puerto·67 w/ iCapital
New York
LOCATION67 w/ Puerto·22 w/ iCapital
iCapital Securities
ORGANIZATION5 w/ Puerto·82 w/ iCapital
Samantha Power
PERSON83 w/ Puerto·3 w/ iCapital
Virginia Giuffre
PERSON63 w/ Puerto·22 w/ iCapital
Stanton
PERSON6 w/ Puerto·79 w/ iCapital
Lawrence Krauss
PERSON51 w/ Puerto·23 w/ iCapital
U.S. Treasury
ORGANIZATION63 w/ Puerto·3 w/ iCapital
Institutional Capital Network, Inc.
ORGANIZATION5 w/ Puerto·59 w/ iCapital
Fidelity
ORGANIZATION10 w/ Puerto·47 w/ iCapital
National Financial Services
ORGANIZATION5 w/ Puerto·47 w/ iCapital
Eric Holder
PERSON47 w/ Puerto·5 w/ iCapital
the District of Columbia
LOCATION45 w/ Puerto·5 w/ iCapital
United Kingdom
LOCATION39 w/ Puerto·8 w/ iCapital
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ iCapital
Cayman
LOCATION39 w/ Puerto·5 w/ iCapital
Fidelity Brokerage Services
ORGANIZATION5 w/ Puerto·37 w/ iCapital