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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
ure" paragraph below. Periodic disclosure The information in respect of the Fund required to be disclosed pursuant to Article 23(4) and (5) of the AIFMD will be made available to each Limited Partner as follows: (a) The percentage of the Fund's assets which are subject to special arrangements aris
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
ure" paragraph below. Periodic disclosure The information in respect of the Fund required to be disclosed pursuant to Article 23(4) and (5) of the AIFMD will be made available to each Limited Partner as follows: (a) The percentage of the Fund's assets which are subject to special arrangements aris
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
ure" paragraph below. Periodic disclosure The information in respect of the Fund required to be disclosed pursuant to Article 23(4) and (5) of the AIFMD will be made available to each Limited Partner as follows: (a) The percentage of the Fund's assets which are subject to special arrangements aris
Sponsored
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
ure" paragraph below. Periodic disclosure The information in respect of the Fund required to be disclosed pursuant to Article 23(4) and (5) of the AIFMD will be made available to each Limited Partner as follows: (a) The percentage of the Fund's assets which are subject to special arrangements aris
2 mentions1 same-page
Page ?Same page
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
ure" paragraph below. Periodic disclosure The information in respect of the Fund required to be disclosed pursuant to Article 23(4) and (5) of the AIFMD will be made available to each Limited Partner as follows: (a) The percentage of the Fund's assets which are subject to special arrangements aris
Sponsored
Mutual Connections (118)
Entities connected to both Puerto Rico and AIFMD
United States
LOCATION187 w/ Puerto·7 w/ AIFMD
the Securities and Exchange Commission
ORGANIZATION134 w/ Puerto·11 w/ AIFMD
Prince Charles
PERSON119 w/ Puerto·18 w/ AIFMD
J. Robert Oppenheimer
PERSON104 w/ Puerto·4 w/ AIFMD
Prince Andrew
PERSON99 w/ Puerto·8 w/ AIFMD
Alan Dershowitz
PERSON95 w/ Puerto·6 w/ AIFMD
Virginia Giuffre
PERSON63 w/ Puerto·6 w/ AIFMD
New York State
LOCATION57 w/ Puerto·5 w/ AIFMD
United Kingdom
LOCATION39 w/ Puerto·19 w/ AIFMD
Lawrence Krauss
PERSON51 w/ Puerto·3 w/ AIFMD
Columbia University
LOCATION27 w/ Puerto·19 w/ AIFMD
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ AIFMD
Cayman
LOCATION39 w/ Puerto·6 w/ AIFMD
Credit Suisse
ORGANIZATION26 w/ Puerto·19 w/ AIFMD
Woody Allen
PERSON42 w/ Puerto·2 w/ AIFMD
Glendower
LOCATION10 w/ Puerto·32 w/ AIFMD
Wales
LOCATION16 w/ Puerto·24 w/ AIFMD
Denmark
LOCATION32 w/ Puerto·6 w/ AIFMD
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·6 w/ AIFMD
Financial Conduct Authority
ORGANIZATION6 w/ Puerto·30 w/ AIFMD