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d States, Canada, Latin America and the Cayman Islands. 1.1 Mission The ARRC functions as the senior regional approval and oversight committee in North America for reputational risk. The ARRC is responsible for the development of a regional reputational risk appetite, setting standards for ARRC review, pr
ical, reprographic, recording or otherwise) outside of Deutsche Bank Group without prior written permission. For internal use only EFTA01350631 Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility The Americas Region supports business practices that comply with the Group Reputational Risk Managemen
oughout the Group. The risk appetite is an aggregation of risk capacity, risk tolerances and risk limits. 7 For internal use only EFTA01350641 Americas Region Reputational Risk Committee Policy 7.2 Discussion of Risk Appetite Terms A legal entity's Risk Capacity is the absolute risk bearing capacity for that entity. The risk capaci
s and monitors the regional risk appetite for reputational risk. The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Committee (ExCo) regionally, and to the Group Reputational Risk Committee globally. Within the Americas region, all transacting businesse
Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility Deutsche Bank The Americas Region supports business practices that comply with the Group Reputational R
topics discussed, decisions made and follow-up actions at the Committee's request or for review by auditors and examiners, and for reporting to the North America ExCo. 6.4 Escalation Procedures The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Committ
Americas Region Reputational Risk Committee Policy See Section 7 for Risk Appetite. Section 6: Committee Operations 6.1 Agenda Deutsche Bank A meeting agenda and supporting materials will
nal Risk Committee (ARRC), a permanent sub-committee of the RGB. The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Committee regionally, and to the Group Reputational Risk Committee globally. Section 2: Membership 2.1 General Membership Rules The res
Americas Region Reputational Risk Committee Policy 1.3 Responsibilities of Business and Support Deutsche Bank Primary responsibility for the identification, escalation and resolution of repu
topics discussed, decisions made and follow-up actions at the Committee's request or for review by auditors and examiners, and for reporting to the North America ExCo. 6 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0028888 CONFIDENTIAL SDNY_GM_00175072 EFTA01343922
Americas Region Reputational Risk Committee Policy Deutsche Bank • Identification of the legal entities involved in the transaction or business: and • Identification of the reputational ri
ted States, Canada, Latin America and the Cayman Islands. 1.1 Mission The ARRC functions as the senior regional approval and oversight committee in North America for reputational risk. The ARRC is responsible for the development of a regional reputational risk appetite, setting standards for ARRC review, pro
Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility Deutsche Bank The Americas Region supports business practices that comply with the Group Reputational R
ion Reputational Risk Committee Policy 6.4 Escalation Procedures The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Committee regionally, and to the Group Reputational Risk Committee globally. In the event that a business line does not agree with the de
Americas Region Reputational Risk Committee Policy 6.4 Escalation Procedures The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Commit
Entities connected to both North America and Americas Region Reputational Risk Committee

United States
LOCATION
CBS
ORGANIZATIONExecutive Committee
ORGANIZATIONthe Group Reputational Risk Committee
ORGANIZATION
the Cayman Islands
LOCATIONControl & Support
ORGANIZATION
Minutes
PERSONAmericas Regional Governance Board
ORGANIZATIONthe Business Divisions
ORGANIZATIONAmericas Region
LOCATIONThe DB Group's
ORGANIZATIONQuarterly Meetings
ORGANIZATIONJeff Mayer
PERSONthe Control Groups
ORGANIZATIONDelegation and Sub-Committees
ORGANIZATIONAmericas Compliance
ORGANIZATIONthe DB Group Reputational Risk Management Program
ORGANIZATION