ical, reprographic, recording or otherwise) outside of Deutsche Bank Group without prior written permission. For internal use only EFTA01350631 Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility The Americas Region supports business practices that comply with the Group Reputational Risk Managemen

oughout the Group. The risk appetite is an aggregation of risk capacity, risk tolerances and risk limits. 7 For internal use only EFTA01350641 Americas Region Reputational Risk Committee Policy 7.2 Discussion of Risk Appetite Terms A legal entity's Risk Capacity is the absolute risk bearing capacity for that entity. The risk capaci

Americas Region Reputational Risk Committee Policy Deutsche Bank Presentations to the ARRC must be made by at least one person of Managing Director or Director level. The person making the p

Americas Region Reputational Risk Committee Policy 1.3 Responsibilities of Business and Support Deutsche Bank Primary responsibility for the identification, escalation and resolution of repu

Americas Region Reputational Risk Committee Policy Deutsche Bank • Identification of the legal entities involved in the transaction or business: and • Identification of the reputational ri

Americas Region Reputational Risk Committee Policy APPENDIX 3 Reputational Risk Mitigants Deutsche Bank (Proactive measures that allow region to keep risk as low as possible when evaluating

Americas Region Reputational Risk Committee Policy 6.7 Role of Chairman Deutsche Bank The Chairman of the ARRC is the General Counsel for the Americas. The Chairman chairs each meeting and

Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility Deutsche Bank The Americas Region supports business practices that comply with the Group Reputational R

Americas Region Reputational Risk Committee Policy See Section 7 for Risk Appetite. Section 6: Committee Operations 6.1 Agenda Deutsche Bank A meeting agenda and supporting materials will

Americas Region Reputational Risk Committee Policy Deutsche Bank APPENDIX 2 CRITERIA FOR ESCALATION TO ARRC Important Unrated Escalation Paths Business, Infrastructure should escalate is

Americas Region Reputational Risk Committee Policy Section 1: Scope and Responsibility Deutsche Bank The Americas Region supports business practices that comply with the Group Reputational R

Americas Region Reputational Risk Committee Policy 6.4 Escalation Procedures The ARRC escalates unresolved issues first to the RGB and then if necessary to the North America Executive Commit

Americas Region Reputational Risk Committee Policy 2.7 Qualifications Deutsche Bank Given the level of discussion, the dissemination of highly confidential information and the decision- maki

Americas Region Reputational Risk Committee Policy Section 4: Decisioning Deutsche Bank 4.1 Decision-Taking Procedures Decisions will normally be made by consensus. Where there are conflict