Document Mentions (4 shared documents)

EFTA01289441_sub_001 - EFTA01289441_100

2 mentions1 same-page

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ty disposal, and this may be reported on the IRS Form 1099.8. M essages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing'sJune Statement of Financial Condition is

REG DTD 17JOYS CLEI RD 1130 PC 2/1118 12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD RE-COVED NTDOY 12/27/18 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439AG4 TIER 1SECS ISINS US539439AG42 7.500%

EFTA01372059

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22811 -286.03 USD 0.00 -286.03 Page '4 of -7i CIWite throws, Penton" LI.C.• wholly owed winidierf of The Bank of New York Mellon Corporation (BNY Mellon) Par Vag LLC. motet illiRA NY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065658 CONFIDENTIAL SDNY_GM_00211842 EFTA01372059

/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4

EFTA01383450

2 mentions1 same-page

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1 -286.03 USD 0.00 -286.03 Page '4 of -73 Cleanot threush Pveyhna LLC, a wholly evened sub acksey of The Bank of New Yor* Mellon Corporation (BNY Mellon) Pesstme LLC. member' MORA NY). S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083158 CONFIDENTIAL SDNY_GM_00229342 EFTA01383450