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-5955 1/2 Swetra, Gina M From: Giuffrida, David 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.
Paul V; Giuffrida, David Baron, Stephen P; Weissend, Renee E Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; 3PMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00
ent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; W
34-5955 Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar, B B ,
Pau V; Gliffrlda, David 3; 3aron, Stephen P; Weissend, Renee E Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED; HOUSE CALL - 91li*
tt Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar, B B , Barrett Pa; S Morns, Paul V, Baron, Stephen P, Weissend
ase 2/2 To: Barrett, Paul S; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Im
l V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
12:06 PM To: Barrett, Paul S; Morris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINAN
l V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes,
2-634-5955 To: Barrett, Paul S; Morris, Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Imm
Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
12:06 PM To: Barrett, Paul 5; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Imm
aul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
1/2 Swetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.
t: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Wei
-S955 7;7 To: Barrett, Paul 5; Morns, Paul V; Stuffricia, David ); Barct, Stepper P; Weissend, Renee E; Ens, Amanda Cc Shankar, SLkrutha; Bookman, Stacey; Katz, Ira L; Sylvester, hlkhee'; Morrissey, Kevin; 1PMS Credit; PB Credit RiSk Management; ItS12O, Dennis; Hughes, Mica), Wa Subject Immediate Ac
aul V; Stuffricia, David ); Barct, Stepper P; Weissend, Renee E; Ens, Amanda Cc Shankar, SLkrutha; Bookman, Stacey; Katz, Ira L; Sylvester, hlkhee'; Morrissey, Kevin; 1PMS Credit; PB Credit RiSk Management; ItS12O, Dennis; Hughes, Mica), Wa Subject Immediate Action Required • REG T • FEXHOUSE CALL - 17`
11 12:06 PM To: Barrett, Paul 5; Monls, Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syvester, Michael; Morrissey, Kevin; JPMS Credt; PB Credit Risk Varage-nent; Hsiao, Dennis; Hughes, Moor, Wai Subject: Immediate Act
Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syvester, Michael; Morrissey, Kevin; JPMS Credt; PB Credit Risk Varage-nent; Hsiao, Dennis; Hughes, Moor, Wai Subject: Immediate Action Required - REG I FED/HOUSL CALL - 242
Entities connected to both Stacey and Josh Morrissey

Jeffrey Epstein
PERSON
Stephen Hawking
PERSONBookman
ORGANIZATIONBarrett
PERSONJPMS Credit
ORGANIZATIONPaul V. Morris
PERSON
Baron
PERSON
Dennis
PERSONSylvester
PERSONRenee E
PERSON
Michael Wolff
PERSONSukrutha
LOCATION
Kumar
PERSONGiuffrida
PERSONHsiao
PERSONB.B.
ORGANIZATIONHtoon
PERSONPrivate Banking Risk Management
ORGANIZATIONAmanda
PERSON
Janet
PERSON