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er Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigue ; Bradley Gillin
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail
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a-Sofiya Lupolover canna-soliu.lupplover2db.com>; Stewart Oldfield <stewart.oldneldco2sib.corr> Cc: Bradley
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail
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18, 2017 11:22 AM To: Anna-Sofiya Lupolover >; Stewart Oldfield Cc: Bradley Gillin < Subject: RE: PRII
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3f° 2018 via the attached (draft) letter by mail
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Mutual Connections (9)
Entities connected to both Martha Stewart and Investment Product
Stewart Oldfield
PERSON5,648 w/ Martha·3 w/ Investment
Jeffrey Epstein
PERSON3,074 w/ Martha·2 w/ Investment
Deutsche Bank Securities Inc.
ORGANIZATION1,703 w/ Martha·3 w/ Investment
BG
Bradley Gillin
PERSON1,334 w/ Martha·3 w/ Investment
Alfredo Rodriguez
PERSON946 w/ Martha·2 w/ Investment
Cynthia Rodriguez
PERSON487 w/ Martha·2 w/ Investment
AL
Anna-Sofiya Lupolover
PERSON41 w/ Martha·3 w/ Investment
PRIIPs
ORGANIZATION5 w/ Martha·3 w/ Investment
WM Regulatory
ORGANIZATION3 w/ Martha·3 w/ Investment