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21 Jul 2015 14:46:14 -0400 To: Roddy Moore Cc: Stewart Oldfield Daniel Sabba Andrew Xu Paul Morris T
Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [I] From: Vahe Stepanian ‹ > Date: Tue, 21 Jul 2015 14:46:14 -0400 To: Roddy Moore Cc: Stewart Oldfield Daniel Sabba A
tepanian Troy-D Williams I I; Roddy Moore CC: Stewart Oldfield I ; Daniel Sabba Andrew Xu Subject:
nt: 7/21/2015 11:31:35 AM To: Vahe Stepanian Troy-D Williams I I; Roddy Moore CC: Stewart Oldfield I ; Daniel Sabba Andrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [II Team where are we with this ? Please let me know if I can be helpful. Thanks Original Message From: Vahe Stepanian
ahe Stepanian Troy-D Williams CC: Paul Morris Stewart Oldfield aniel Sabba Ariane Dwyer ndrew Xu Su
: 7/14/2015 5:11:07 PM To: Vahe Stepanian Troy-D Williams CC: Paul Morris Stewart Oldfield aniel Sabba Ariane Dwyer ndrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs Ill I'll take a look. Have you confirmed whether an increased limit fits within the confines of what Compliance/Rep Risk h
Vahe Stepanian; Troy-D Williams Cc: Paul Morris; Stewart Oldfield; Daniel Sabba; Andrew Xu Subject: RE: S
Sent: Tuesday, July 07, 2015 10:43 AM To: Vahe Stepanian; Troy-D Williams Cc: Paul Morris; Stewart Oldfield; Daniel Sabba; Andrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [I] We're going to need updated financials to amend the CSA. From a process perspective, we'll review the financials with
Roddy Moore 7/21/2015 11:53:06 AM Paul Morris Stewart Oldfield ; Vahe Stepanian ; Troy-D Williams IM
bject: Roddy Moore 7/21/2015 11:53:06 AM Paul Morris Stewart Oldfield ; Vahe Stepanian ; Troy-D Williams IM ; Daniel Sabba [ ]; Andrew Xu RE: Southern Financial and Southern Trust ISDA/CSAs [II As discussed with Daniel, the amendment is being worked in parallel with Daniel's getting Compliance feedback. However
Entities connected to both Martha Stewart and Southern Financial and

Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONVahe Stepanian
PERSON
Paul Morris
PERSON
Prince Andrew
PERSON
Daniel Sabba
PERSONSouthern Trust Company
ORGANIZATIONDeutsche Asset & Wealth Management
ORGANIZATION
Bill Burns
PERSONRoddy Moore
PERSON
Katherine
PERSON
Keith
PERSONAndrew Xu
PERSONSouthern Financial LLC's
ORGANIZATIONKeith Buckholz
PERSONSouthern Financial and Southern Trust's
ORGANIZATIONTier I Ceiling Limit
ORGANIZATION