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moved to file: pic13517.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embece in nove o file: pic08633.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/22/2013 08:18 AM Su
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350918
moved to file: pic11609.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street. 21202-3298 Baltimore, MD, USA Tel. Fax Emai (Embedded image moved to file: pic00373.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/21/2013 03:04
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350901
moved to file: pic29114.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Emai (Embedded image moved to file: pic05241.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db Date: 10/22/2013 08:18 A
bject: Southern Financial EFTA01350922 Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350923
moved to file: pic16137.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic16313.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/dbcom@DBAmericas, Date:
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350904
pic31858.gif) EFTA01350932 Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic13069.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/dbcom@DBAmericas, Date:
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350937
moved to file: pic05269.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic30005.gif) From: To: Date: Subject: Amanda Kirby/db/dbcom Lisa D Hurd/db/ 10/22/
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks EFTA01350930 Harry EFTA01350931
Entities connected to both Baltimore and JVAIX
Pershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Ghislaine Maxwell
PERSONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONAmanda Kirby
PERSON
Deutsche Bank
ORGANIZATIONMoney Market Fund
ORGANIZATIONLisa D Hurd
PERSON
Jeff Sessions
PERSONDeutsche Bank Trust Company Americas
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Latin America
LOCATION
JPMorgan Chase
ORGANIZATION