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S$500 million in annual revenue. His previous experiences include serving as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. EFTA00505805 Appendix: S
nds, activist investing and "bear" markets 11 EFTA00505796 Track Record: Bruce Galloway STEP Fund Personal Account Year =500 Russell 2000 Dow Jones Galloway 2009 13.44% 19.46% 7.50% 41.46% 2008 -38.49% -34.80% -33.84% -63.46% 2007 3.53% -2.75% 6.43% -34.81% 2006 13.62% 17.00%
r US$500 million in annual revenue. His previous experiences include serving as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a credit research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. 30 EFTA00505836 Appe
nds, activist investing and "bear" markets 20 EFTA00505826 Track Record: Bruce Galloway STEP Fund Personal Account Year =500 Russell 2000 Dow Jones Galloway 2009 13.44% 19.46% 7.50% 41.46% 2008 -38.49% -34.80% -33.84% -63.46% 2007 3.53% -2.75% 6.43% -34.81% 2006 13.62% 17.00%
RSIGHT_013284 --- PAGE BREAK --- cancer. May William Cox Jr., 82. The patriarch of the Bancroft clan that for 105 years controlled New York-based Dow Jones & Co., publisher of the Wall Street Journal, who helped persuade the extended family to sell the company to Rupert Murdoch’s News Corp. in 2007. Died on Ma
Page: HOUSE_OVERSIGHT_013285 →ashville.” Died Aug. 8 of cancer. Lorraine Lodge, 52. She was a convertible bond specialist during a career in New York and London at Merrill Lynch, ING Barings and Nomura Holdings Inc. Died Aug. 8 of ovarian cancer in New York, where she lived. Lee Quo-wei, 95. The former chairman of Hong Kong’s Hang Seng Ba
Page: HOUSE_OVERSIGHT_013293 →Entities connected to both ING Barings and Dow Jones

Bloomberg L.P.
ORGANIZATION
Marc Rich
PERSON
Hong Kong
LOCATION
Yale University
ORGANIZATION
Rudy Giuliani
PERSON
Anne Hathaway
PERSON
Arabia
LOCATIONNomura
ORGANIZATIONMgmt Co.
ORGANIZATIONYorkville
LOCATION
Galloway
PERSON
Micro
ORGANIZATIONBarclays Capital
ORGANIZATIONBruce Galloway
PERSONRodman & Renshaw
ORGANIZATIONProfit Margin
ORGANIZATIONSeitel
PERSONFinancial Review
ORGANIZATIONHobart
LOCATIONWestern US
LOCATION