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Inc. Pacific Investment Management Co. Pitney Bowes Inc. Podesta Group Inc. Purdue Pharma LP Reckitt Benckiser Group PLC Tommy Hilfiger Corp. UBS AG Woodbridge Group of Cos. LLC GOVERNMENT AGENCIES Administrative Conference of the United States Department of Commerce Executive Office of the
Page: EFTA00032957 →Kinsella Weitzman Latham & Watkins Mark Beck Law Motley Rice Nixon Peabody EFTA00032956 --- PAGE BREAK --- Read full article » SECURITIES Nomura Settles SEC's Shoddy Supervision Claims For $26.5M Nomura agreed Monday to pay more than $26 million to resolve the U.S. Securities and Exchange Co
Page: EFTA00032957 →leverage in the fund Controls Breakdown: Leveraged exposure to illiquid assets. client assets not segregated were lost, e.g. Olivant lost 2.78% of UBS AG Controls Breakdown: Fraud. 'Ponzi" scheme losers include Banco Santander ($3.1bn). Bank Medici ($2.1bn), Fortis Bank ($1.4bn). HSBC ($1bn) UBP($1b
and oversaw Finsoft 's growth to 40+ customers, including 4 state lotteries and c. 250 employees). Previously head of Head of Risk Management IT at Nomura Non-Executive Director - Byhiras Non-Executive Director - Byhiras Managing Partner of FWE and formerly partner of Marshall Wace where he was res
ger selection and ongoing monitoring process • Collaborative partnership within UBS Wealth Management Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837
nt banking for the bank's largest clients in Asia. Previous to that, Mr. Sweeney helped establish a fixed income sales and structuring platform for Nomura in non Japan Asia. From 1992 — 2008 he worked at Lehman Brothers in various roles, the last position being Hong Kong Country Head and Head of Asia
leverage in the fund Controls Breakdown: Leveraged exposure to illiquid assets, client assets not segregated were lost, e.g. Olivant lost 2.78% of UBS AG Controls Breakdown: Fraud. "Ponzi" scheme losers include Banco Santander ($3.1bn), Bank Medici ($2.1bn), Fortis Bank ($1.4bn), HSBC ($1bn) UBP($1b
and oversaw Finsoft 's growth to 40+ customers, including 4 state lotteries and c. 250 employees). Previously head of Head of Risk Management IT at Nomura Wasim Rehman Non-Executive Managing Partner of FWE and formerly partner of Marshall Wace where he was responsible for risk Director - Byhiras ma
role infoirmaon. Cash Cash and money balances Cash and money balances may include. avalaole cash balances, UBS Bar* USA deroat account balances, UBS AG Stariord Branch depout account balances and money make mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the (DC vAl h
apital Appnaltion. Investments seeing cromh of precise' rather than the gerersais of 'exam. • Produce Conabaunon of Mane and Capital Appian:teen. Nomura, seeking both the generation a 0%0110 ard growth of anoint Overall rids profiles • Constwatin. Seeks to mermen Seta prthcipal, with low risk and
Entities connected to both UBS AG and Nomura

Ghislaine Maxwell
PERSON
United States
LOCATION
Stanford University
LOCATION
Condoleezza Rice
PERSON
Joi Ito
PERSONDoug Band
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George W. Bush
PERSONUBS Financial Services Inc.
ORGANIZATION
Jeffrey Epstein
PERSON
Marc Rich
PERSON
Samantha Power
PERSON
Alan Dershowitz
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Bloomberg L.P.
ORGANIZATION
Prince Charles
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Lesley Groff
PERSONCourtney Wild
PERSON
Barack Obama
PERSON
Bill Clinton
PERSON
Department of Justice
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JPMorgan Chase
ORGANIZATION