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Document Mentions (6 shared documents)
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der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
2 mentions1 same-page
Page ?Same page
azzo Retiring From SEC After 38 Years EFTA00086297 SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
2 mentions1 same-page
Page ?Same page
der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
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2 mentions1 same-page
Page ?Same page
der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
2 mentions1 same-page
Page ?Same page
der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
70614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
2 mentions1 same-page
Page ?Same page
azzo Retiring From SEC After 38 Years EFTA00102268 SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleague Dick "BBH" Best at SEC NY. Not the Case. See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020 FINRA Executive Vice
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Mutual Connections (85)
Entities connected to both the Securities and Exchange Commission and Dick "
CD
Chris Dilorio
PERSON298 w/ the·6 w/ Dick
JA
Janey
PERSON242 w/ the·6 w/ Dick
Donald Trump
PERSON218 w/ the·5 w/ Dick
Julie K. Brown
PERSON162 w/ the·6 w/ Dick
KE
Keener
PERSON162 w/ the·2 w/ Dick
BE
Berger
PERSON140 w/ the·6 w/ Dick
NO
Norberg
PERSON139 w/ the·6 w/ Dick
Clayton
LOCATION113 w/ the·6 w/ Dick
Knight Capital
ORGANIZATION114 w/ the·2 w/ Dick
AF
Andrew Farkas
PERSON96 w/ the·2 w/ Dick
MF
Michael Farkas
PERSON92 w/ the·2 w/ Dick
Deutsche Bank
ORGANIZATION65 w/ the·5 w/ Dick
SEC NY
ORGANIZATION46 w/ the·6 w/ Dick
Joe Biden
PERSON47 w/ the·5 w/ Dick
BBH AML
ORGANIZATION33 w/ the·6 w/ Dick
AG
Ace Greenberg
PERSON31 w/ the·5 w/ Dick
DK
Dan Kamensky
PERSON22 w/ the·4 w/ Dick
Bill Richardson
PERSON24 w/ the·2 w/ Dick
Cyprus
LOCATION23 w/ the·2 w/ Dick
Steven Mnuchin
PERSON19 w/ the·5 w/ Dick