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Document Mentions (6 shared documents)
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der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
ael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
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azzo Retiring From SEC After 38 Years EFTA00086297 SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
chael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
Page ?Same page
der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
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2 mentions1 same-page
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der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
Page ?Same page
der Robert Sollazzo Retiring From SEC After 38 Years SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. EFTA00070614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 unti
2 mentions1 same-page
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azzo Retiring From SEC After 38 Years EFTA00102268 SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to ret
chael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
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Mutual Connections (85)
Entities connected to both the Securities and Exchange Commission and Ms Caballes
CD
Chris Dilorio
PERSON298 w/ the·6 w/ Ms
JA
Janey
PERSON242 w/ the·6 w/ Ms
Donald Trump
PERSON218 w/ the·5 w/ Ms
Julie K. Brown
PERSON162 w/ the·6 w/ Ms
KE
Keener
PERSON162 w/ the·2 w/ Ms
BE
Berger
PERSON140 w/ the·6 w/ Ms
NO
Norberg
PERSON139 w/ the·6 w/ Ms
Clayton
LOCATION113 w/ the·6 w/ Ms
Knight Capital
ORGANIZATION114 w/ the·2 w/ Ms
AF
Andrew Farkas
PERSON96 w/ the·2 w/ Ms
MF
Michael Farkas
PERSON92 w/ the·2 w/ Ms
Deutsche Bank
ORGANIZATION65 w/ the·5 w/ Ms
SEC NY
ORGANIZATION46 w/ the·6 w/ Ms
Joe Biden
PERSON47 w/ the·5 w/ Ms
BBH AML
ORGANIZATION33 w/ the·6 w/ Ms
AG
Ace Greenberg
PERSON31 w/ the·5 w/ Ms
DK
Dan Kamensky
PERSON22 w/ the·4 w/ Ms
Bill Richardson
PERSON24 w/ the·2 w/ Ms
Cyprus
LOCATION23 w/ the·2 w/ Ms
Steven Mnuchin
PERSON19 w/ the·5 w/ Ms