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Document Mentions (4 shared documents)
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of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
Sponsored
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
n this Margin Addendum as weil as those terms and conditions contained in the Account Agreement aii of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Ciient represents that Ciient understands the mechanics and risks of using margin as expiained in the attached Margin Disclosure which is incorpor
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Mutual Connections (29)
Entities connected to both the Securities and Exchange Commission and I. Mechanics and Risks of Margin
United States
LOCATION154 w/ the·4 w/ I.
Deutsche Bank
ORGANIZATION65 w/ the·4 w/ I.
the Internal Revenue Service
ORGANIZATION50 w/ the·4 w/ I.
Federal Reserve
ORGANIZATION40 w/ the·4 w/ I.
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·4 w/ I.
Securities Investor Protection Corporation
ORGANIZATION39 w/ the·4 w/ I.
Pershing
LOCATION34 w/ the·4 w/ I.
FDIC
ORGANIZATION31 w/ the·4 w/ I.
the State of New York
LOCATION31 w/ the·4 w/ I.
Pershing LLC
ORGANIZATION18 w/ the·4 w/ I.
Department of Labor
ORGANIZATION18 w/ the·4 w/ I.
Foreign Securities which Client
ORGANIZATION16 w/ the·4 w/ I.
Customer Inquiries/Customer Complaints
ORGANIZATION12 w/ the·4 w/ I.
the Margin Account
ORGANIZATION11 w/ the·4 w/ I.
The Terms and Conditions of this
ORGANIZATION10 w/ the·4 w/ I.
Foreign Securities
ORGANIZATION11 w/ the·3 w/ I.
Deutsche Bank Trust Company Americas
ORGANIZATION10 w/ the·4 w/ I.
Compliance Department - Client Inquiries
ORGANIZATION9 w/ the·4 w/ I.
AL
Applicable Law
PERSON8 w/ the·4 w/ I.
the Office Supervisor
ORGANIZATION6 w/ the·4 w/ I.