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m ADV, which contains additional information about our business and our affiliates. This information is publicly available through our filings with the U.S. Securities and Exchange Commission (SEC) at vwwv.adviserinfo.sec.gov. The information in this brochure is current as of the date of this document and is subject to change at our discr
of UBSFS and Chief Compliance Officer for Fund Advisor ML281837-MAXWELL - 9 - CONFIDENTIAL UBSTERRAMAR00001473 EFTA00237119 DATE OF AcnoN 'Monogr By ALLEGATION DISPOSMON MONETARY SmcnoNs 1 December 12, 2012 FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into sett
m ADV, which contains additional information about our business and our affiliates. This information is publicly available through our filings with the U.S. Securities and Exchange Commission (SEC) at vwwv.adviserinfo.sec.gov. The information in this brochure is current as of the date of this document and is subject to change at our discr
of UBSFS and Chief Compliance Officer for Fund Advisor ER305378-MAXWELL - 9 - CONFIDENTIAL UBSTERRAMAR00002097 EFTA00237728 DATE OF AcnoN 'Monogr By ALLEGATION DISPOSMON MONETARY SmcnoNs 1 December 12, 2012 FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into sett
a O a) A bank, savings and loan association, Insurance company, or registered investment company b) An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions)
111 1111111111 KS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001646 EFTA_00015120 EFTA00165898 •eu sc e :an Pri 'a(e \AfeaIth Monogr:mem Institutional Suitability Certificate Affirmative Indisation Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)' In connection
a O a) A bank, savings and loan association, Insurance company, or registered investment company b) An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions)
PURSUANT TO FED. R. CRIM. P. 6(e) I:Sla3I)MAN720 EFTA J)00 19590 EFTA00169327 0)4143 N461 oa1811 J46 cosoqg Deutsche Bank pi watt! sivoilitli Monogr:morn rafft OIS N(14.11 ass 114 c.) VS8* O4 015080 IsictCh 01- 6 Ig NVG o14968 PcVn 0.1.070 mun oik 93S N44 ots-cm Institutional Suitability
Entities connected to both the Securities and Exchange Commission and Monogr

Jeffrey Epstein
PERSON
United States
LOCATION
Department of Justice
ORGANIZATION
Ghislaine Maxwell
PERSON
Federal Reserve
ORGANIZATION
FDIC
ORGANIZATIONSouthern Trust Company
ORGANIZATION
UBS AG
ORGANIZATION
Ralph Lauren
PERSONthe Deutsche Bank Securities inc
ORGANIZATION
Fannie Mae
ORGANIZATIONUBS Securities LLC
ORGANIZATIONUBS Fund
ORGANIZATIONCease & Desist
ORGANIZATIONUBS Bank USA
ORGANIZATIONUBS Group AG
ORGANIZATIONIts Client Advisors
ORGANIZATIONNadia Marcinkova
PERSONUBS Credit Corp.
ORGANIZATIONUBS Global Asset Management
ORGANIZATION