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Document Mentions (11 shared documents)
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s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
oreign Securities in question may be unrated, and (9) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
2 mentions1 same-page
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s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities oxchar.ge. (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illi
reign Securities in question may be urirated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in Ibreign currencies, the relevant foreign currencies) from or sell Foreign Seoornes (und forei
2 mentions1 same-page
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s of foreign banks (-Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
oreign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
Sponsored
2 mentions1 same-page
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of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
reign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and f
2 mentions1 same-page
Page ?Same page
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of Issuers in the so-called "emerging markets" are often ilkqu
oreign Securities In question may be unreted, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBS1 to purchase Foreign Securities land, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
reign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and f
Sponsored
2 mentions1 same-page
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of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
reign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and f
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
reign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and f
2 mentions1 same-page
Page ?Same page
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
oreign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
Sponsored
2 mentions1 same-page
Page ?Same page
ts of foreign banks ('Foreign Securities"), Client acknowledges and understands that (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
oreign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
Sponsored
Mutual Connections (55)
Entities connected to both the Securities and Exchange Commission and Foreign Securities
Jeffrey Epstein
PERSON184 w/ the·7 w/ Foreign
United States
LOCATION154 w/ the·18 w/ Foreign
Deutsche Bank
ORGANIZATION65 w/ the·5 w/ Foreign
Federal Reserve
ORGANIZATION40 w/ the·18 w/ Foreign
the Internal Revenue Service
ORGANIZATION50 w/ the·8 w/ Foreign
Pershing
LOCATION34 w/ the·18 w/ Foreign
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·10 w/ Foreign
Securities Investor Protection Corporation
ORGANIZATION39 w/ the·10 w/ Foreign
the State of New York
LOCATION31 w/ the·10 w/ Foreign
FDIC
ORGANIZATION31 w/ the·7 w/ Foreign
Foreign Securities which Client
ORGANIZATION16 w/ the·18 w/ Foreign
Southern Trust Company
ORGANIZATION26 w/ the·3 w/ Foreign
Pershing LLC
ORGANIZATION18 w/ the·10 w/ Foreign
Sarah Ferguson
PERSON20 w/ the·2 w/ Foreign
Department of Labor
ORGANIZATION18 w/ the·4 w/ Foreign
Customer Inquiries/Customer Complaints
ORGANIZATION12 w/ the·10 w/ Foreign
the Margin Account
ORGANIZATION11 w/ the·8 w/ Foreign
DEISI
ORGANIZATION8 w/ the·8 w/ Foreign
AL
Applicable Law
PERSON8 w/ the·8 w/ Foreign
Compliance Department - Client Inquiries
ORGANIZATION9 w/ the·7 w/ Foreign