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nt made the giant hedge fund to resolve the governments multiyear investigation relating to improper trading at the fund, which George S. Canellos, the Securities and Exchange Commission's acting enforcement director called, "historic." What an f....ing joke Yes, the sum exceeds the amounts of older enforcement actions, including a
From: To: Bcc: Subject: Date: Attachments: Gregory Brown undisclosed-recipients:; [email protected] Greg Brown's Weekend Reading and Other Things.... 03/17/2013 Sun, 17 Mar 2013 14:58:31 +0000 Chal
the company did a 5% across the board employment cut. While American laws do not require the level of control imposed by some European nations, the Securities and Exchange Commission has been too slow in carrying out the shareholder protections that are on the books. In the United States, shareholder votes on executive pay are no
From: To: Bcc: Subject: Date: Attachments: Gregory Brown < undisclosed-recipients:; Greg Brown's Weekend Reading and Other Things.... 03/10/2013 Sun, 10 Mar 2013 19:29:58 +0000 We Are Living_in the_Worl
nancial crisis, including by pushing for a settlement of more than $200 million with Citigroup Inc., according to people familiar with the matter. Securities and Exchange Commission officials are in advanced talks with Citigroup to settle civil charges related to a $1 billion mortgage-bond deal called Class V Funding III and cre
From: Gregory Brown To: undisclosed-recipients:; Bcc: [email protected] Subject: Recent Articles Relating to our efforts on behalf of the TNC Date: Mon, 19 Sep 2
easts and other claims that might come along doesn't put much of a dent in the company's financials. As Johnson & Johnson declared in a filing with the Securities and Exchange Commission three weeks before the analysts' conference, "In the Company's opinion ... the ultimate outcome of legal proceedings, net of liabilities accrued in
From: To: Bcc: Subject: Date: Attachments: Inline-Images: Gregory Brown undisclosed-recipients:; [email protected] Greg Brown's Weekend Reading and Other Things.. 10/11/2015B Sun, 11 Oct 2015 08:29:32 +0000 A_cris
A.I.G. Congress passed the Dodd-Frank reform law that imposes new controls on financial activity but leaves it to regulatory agencies, such as the Securities and Exchange Commission and the Commodity Futures Trading Commission, to fill in the details. While those agencies have made some progress, like requiring derivative trades
From: Gregory Brown To: undisclosed-recipients:; Bcc: [email protected] Subject: Greg Brown's Weekend Reading and Other Things.... 12/30/12 Date: Sun, 30 Dec 201
d in 1995 — created and expanded. Likewise, improving the quality, resources, pay, and staffing levels of personnel in key regulatory agencies like the Securities and Exchange Commission would help reduce the sway and influence of special interests — not only by increasing the capacity of the regulators, but also by making agency wor
From: To: Bcc: Subject: Date: Attachments: Inline-Images: Gregory Brown undisclosed-recipients:; [email protected] Greg Brown's Weekend Reading and Other Things.. 03/19/2017 Sun, 19 Mar 2017 07:50:00 +0000 Coldpla
Entities connected to both the Securities and Exchange Commission and Gregory Brown

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