the Securities and Exchange Commission
ORGANIZATIONthe Municipal Securities Rulemaking Board
ORGANIZATION3
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Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker•dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker•dealer, we w
Inc. or UBS Financial Services Incorporated of Puerto Rico is legally required to arbitrate the controversy with you, including, where applicable, the Municipal Securities Rulemaking Board. • Such arbitration shall be governed by the rules of the organization convening the panel. • The arbitrators shall resolve any controversy in a
Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker-dealer, we w
Inc. or UBS Financial Services Incorporated of Puerto Rico is legally required to arbitrate the controversy with you, including, where applicable, the Municipal Securities Rulemaking Board. • Such arbitration shall be governed by the rules of the organization convening the panel. • The arbitrators shall resolve any controversy in a
Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker-dealer, we w
Page: EFTA00024325 →Inc. or UBS Financial Services Incorporated of Puerto Rico is legally required to arbitrate the controversy with you, including, where applicable, the Municipal Securities Rulemaking Board. co Such arbitration shall be governed by the rules of the organization convening the panel. The arbitrators shall resolve any controversy in acc
Page: EFTA00024342 →Entities connected to both the Securities and Exchange Commission and the Municipal Securities Rulemaking Board

George W. Bush
PERSON
Jeffrey Epstein
PERSON
United States
LOCATION
Puerto Rico
LOCATION
Samantha Power
PERSON
Prince Charles
PERSON
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATIONthe Southern District
LOCATIONthe State of New York
LOCATION
Eric Holder
PERSON
UBS AG
ORGANIZATION
Dallas
LOCATIONthe U.S. Investment Company Act
ORGANIZATION
European Parliament
ORGANIZATIONBank USA
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONUBS Bank
ORGANIZATIONUBS Bank USA
ORGANIZATIONUBS Group AG
ORGANIZATION