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Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker•dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker•dealer, we w
the transfer agent for those same Sweep Funds; and (3) revenue sharing payments for the same Sweep Funds from UBS Asset Management (Americas) Inc. (UBS AM) related to assets in the Sweep Funds. Service fees are paid monthly at an annual rate of up to 0.25% of a Sweep Fund's average daily net assets. R
Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker-dealer, we w
the transfer agent for those same Sweep Funds; and (3) revenue sharing payments for the same Sweep Funds from UBS Asset Management (Americas) Inc. (UBS AM) related to assets in the Sweep Funds. Service fees are paid monthly at an annual rate of up to 0.25% of a Sweep Fund's average daily net assets. R
Relationship with Us As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and an investment adviser, offering both brokerage and investment advisory services. When we act as a broker-dealer, we w
Page: EFTA00024325 →the transfer agent for those same Sweep Funds; and (3) revenue sharing payments for the same Sweep Funds from UBS Asset Management (Americas) Inc. (UBS AM) related to assets in the Sweep Funds. Service fees are paid monthly at an annual rate of up to 0.25% of a Sweep Fund's average daily net assets. R
Page: EFTA00024334 →Entities connected to both the Securities and Exchange Commission and UBS AM

George W. Bush
PERSON
Jeffrey Epstein
PERSON
Puerto Rico
LOCATION
Samantha Power
PERSON
Prince Charles
PERSON
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATIONthe Southern District
LOCATIONthe State of New York
LOCATION
Eric Holder
PERSON
UBS AG
ORGANIZATION
Dallas
LOCATIONthe U.S. Investment Company Act
ORGANIZATIONUBS Bank USA
ORGANIZATIONUBS Group AG
ORGANIZATION
European Parliament
ORGANIZATIONScott Borgerson
PERSONBank USA
ORGANIZATIONNutter McClennen
PERSONUBS Bank
ORGANIZATION