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hase 1/2 Young, Janet E From: Ens, Amanda Sent: Friday, October 07, 2011 11:05 AM 0 ("6 \-' IN- je—# tA..)9,1-3.te70 09 To: Young, Janet E Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 Subject: RE: Please move cash to margin for FINANCIAL TRUST Janet, Or (-A 0 The margin call increased.
vid 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*
5 1/1 Young, Janet E From: Sent: PM To: Cc: David J Subject: FINANCIAL TRUST Ens, Amanda Thursday, October 06, 2011 3:12 PB-Servicel 318 Barrett, Paul S; Giuffrida, Please move cash to margin for OcMik Could you please move $15,000 cash from W23560001 to margin 2420068620101 to cover this
vid J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes, William; Htoon, Wei
oon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 25* 91H*
ember 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Sub
Oct -07-2011 04:34 Pm JPMorgan Chase 302-634-5955 To: Barrett, Paul S; Morris, Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sy
David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*9
1 04:05 PM JPMorgan Chase 302-634-5955 1/1 Young, Janet E From: Ens, Amanda Sent: Thursday, October 06, 2011 3:12 PM To: PB-Service1318 Cc: Barrett, Paul S: Giuffrida, David J Subject: Please move cash to margin for FINANCIAL TRUST istmot-p-k- DaVik R fri t Could you please move $15,000 cash
David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 17*91H*FINANC
Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 25* 91H*FINANCIAL TRU
mber 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject:
Oct -07.20110434 PM JPMorgan Chase 302.634-S955 7;7 To: Barrett, Paul 5; Morns, Paul V; Stuffricia, David ); Barct, Stepper P; Weissend, Renee E; Ens, Amanda Cc Shankar, SLkrutha; Bookman, Stacey; Katz, Ira L; Sy
st occur no later than 10/11/2011. Please let us know ro y how the call is being tuldreised by email to Private Banking Risk Management at andior JPMS Credit at If you have quesnons please call BB Kumar la, Jonathan Adwar or Bill Harrison- Thank YCJ. Sinks' Kuno l ikloe Presort I P. Morgan Starnes • Cr
.:* 010(0 oor 33 PifIc- A/`# ati too toctsVj A/c. Naat".. F X‘to--4•1 "Crum CC. From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM To: Barrett, Paul 5; Monls, Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syv
se let us know promptly how the call is being addressed by email to Private Banking Risk Management at Pbercdthiskrana2ementrifr3ipmorgat.com and/or JPMS Credit at ;tan. If you have questions please call BB Kumar lonatnan Adwar or Bil' Harr:son PP/ mPIP • Thank You. ID 036110)63348346 DATE totecoil 2,105
an you pls move cash over? Move over 50k. Confirmed with Jeffrey at 1:30pm thx From: Schmid, Michael J Sent: Thursday, July 25, 2013 9:03 AM To: Barrett, Paul S; Nelson, Justin D; Weissend, Renee E; Dubov, Anastasia X; Ens, Amanda; Giuffrida, David J; Gilbride, Regan E; Chiarulli, Joy; PB Credit Ris
on, Justin D; Weissend, Renee E; Dubov, Anastasia X; Ens, Amanda; Giuffrida, David J; Gilbride, Regan E; Chiarulli, Joy; PB Credit Risk Management; JPMS Credit; Sylvester, Michael Subject: IMMEDIATE AC I ION REQUIRED - REG-T - HOUSE CALL W/IMBEDDED FED CALL ccessDataCollection:{96D2C548-3D35-4FE5-8C68-73
Entities connected to both Barrett and JPMS Credit

JPMorgan Chase
ORGANIZATIONGiuffrida
PERSONAmanda
PERSON
Stephen Hawking
PERSON
David J
PERSONRenee E
PERSON
Dennis
PERSON
Michael Wolff
PERSON
Janet
PERSONSylvester
PERSONAmanda Ens
PERSON
Kumar
PERSONStacey
PERSONBookman
ORGANIZATIONPaul V. Morris
PERSONJosh Morrissey
PERSONDavid J. Giuffrida
PERSONSukrutha
LOCATION
Baron
PERSONB.B.
ORGANIZATION