Document Mentions (3 shared documents)

EFTA01322916_sub_005 - EFTA01322916_500

3 mentions1 same-page

Page ?Same page

SCRIPTION SONOMA. 041/01” PACE ACODUNT *AMER MINIS TAXPAYER PAMIR LAST stArrwtra ApE 27. 2001 OM AMOUNT CALM /MOM 05/14/01 05/19/01 SOLD LAUREN POLO RALPH CORP.CL A SEE NOTE *5' ON RACK RL .1.100 26.94640 29.558. OxcvnoN BY BUCK COWS-SON 66.00 SEC FEE .99 05/14/01 05/09101 BOUG

BY BUCK COMIAISSION 182.00 JONESAPPAREL GROUP INC DICUTiON BY BUCK COMMISSION 114.00 K MART CORP ExECUTION BY BUCK COmVISSION 200.00 POLO RALPH LAUREN C .O. ORP A IDIECuTiON BY RHCO COmuISSON 122.50 PHILLIPS VAN HEUSEN CORP WITH RiGHTS 70 PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE DrECuTiO

TETRA TECH INC NEW SHORT, EXECUTION BY NET COIAPASSION 30.00 SEC FEE .77 VER1TAS SOFTWARE COVER SHORT. EXECUTION BY NET COMPASSION 24.00 VERITAS SOFTWARE CORP SHORT. EXECUTION BY NET COMPASSION 24.00 SEC FEE 1.53 somovousar CISH CLEARED 1144,050. RS WnOtre OA O SL119424.442 Ser. Stan Snug., Cm. CY

EFTA01322382_sub_002 - EFTA01322382_178

3 mentions1 same-page

Page ?Same page

0 76,500 NOPSOU( SOUTHERN CORP NSC CASH 11.600 22.0200 255.432 2.784 1.0899 PEREGRINE SYSTEMS INC PRGN CASH 9.100 6.5800 59.878 PC4.0 RALPH LAUREN CORP.CL A RL CASH 8.907 27.7000 246.724 OMNICARE INC OCR CASH 8,100 22.1503 179.415 729 0.4063 PACIFIC SUNWEAR OF CAUFORMA PSUN CASH

7.150 23.9400 171,171 1.716 t0025 POLO RALPH LAUREN CORP-CL A RI. CASH 8,907 29.1800 259.906 CH

TION BY BUCK VS 1900 01-03-02 COMMON 114.00 VERSUS SOFTWARE CORP CCECUTION BY FBCO VS 1020 11-20-01. 700 11-06-01 . SO 1143741 SEC FEE 1.23 VERITAS SOFTWARE CORP EXECUTION BY NET VS 550 110741. 600 11.09-01. 650 11-12-01 COMAISSION 54.00 SEC FEE 1.29 FOOT LOCKER INC EXECUTION BY SUCK VS SOO 0144-02 CO

EFTA00199200_sub_005 - EFTA00199200_500

3 mentions1 same-page

Page ?Same page

HRT -2,200 18.5500 -40,810 -792 1.9407 POLO RALPH LAUREN CORP-CL A RL MRGN 14,600 29.9500 437.270 OA

2,200 18.5500 -40,810 -792 1.9407 POLO RALPH LAUREN CORP-CL A RL MRGN 14,600 29.9500 437.270 OA

CISCO SYSTEMS INC COVER SHORT. EXECUTION BY WET COMMISSION 30.00 TETRA TECH INC NEW SHORT. EXECUTION BY WET COMMISSION 30.00 SEC FEE .77 VERITAS SOFTWARE CORP COVER SHORT. EXECUTION BY WET COMMISSION 24.00 VERITAS SOFTWARE CORP SHORT. EXECUTION BY WET COMMISSION 24.00 SEC FEE 1.53 ALLOY ONUNE E