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: 4/1/2019 5:48:42 PM To: dboi oversight CC: Ryan Neumann BCC: Subject: Re: Excessive Transactio
From: Stewart Oldfield Sent: 4/1/2019 5:48:42 PM To: dboi oversight CC: Ryan Neumann BCC: Subject: Re: Excessive Transactions March 2019 Account ; Surendra Sin h Teresa Metall° Bradley Gillin Thanks. Let me look into what happe
9 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann < , Surendra Sin Teresa Metallo < Debr
Begin forwarded message: From: dboi oversight aM> Date: April 1, 2019 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann < , Surendra Sin Teresa Metallo < Debra Jasper Subject: Excessive Transactions March 2019 Account #44129244 III Classification: For Internal use
a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it wil
transferred to a transactional account immediately. If you think your client's violation is due to a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it will be reviewed. If we do not receive a response in next two business day, we will assume you are not disput
2019 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive
ough Deutsche Bank Securities Inc. Begin forwarded message: From: Stewart Oldfield Date: April 1, 2019 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive Transactions March 2019 Account #44129244 II] , Surendra Singh ra Jasper >, Bradley Gillin Thanks. Let
a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it wil
transferred to a transactional account immediately. If you think your client's violation is due to a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it will be reviewed. If we do not receive a response in next two business day, we will assume you are not disput
9 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann Surendra Singh Teresa Metallo Debra Ja
gh Deutsche Bank Securities Inc. Begin forwarded message: From: dboi oversight Date: April I, 2019 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann Surendra Singh Teresa Metallo Debra Jasper ■ Subject: Excessive Transactions March 2019 Account Classification: For IMernal use only Hello Stew
Entities connected to both Paul Ryan and Ryan Neumann

Martha Stewart
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Stewart Oldfield
PERSONBradley Gillin
PERSONSouthern Trust Company
ORGANIZATIONTeresa Metallo
PERSONOversight & Escalation Team
ORGANIZATIONAcc # 44129244- Southern Trust Company
ORGANIZATIONSurendra Singh
PERSON