gh Deutsche Bank Securities Inc. Begin forwarded message: From: dboi oversight Date: April I, 2019 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann Surendra Singh Teresa Metallo Debra Jasper ■ Subject: Excessive Transactions March 2019 Account Classification: For IMernal use only Hello Stew

From: Stewart Oldfield Sent: 4/1/2019 5:48:42 PM To: dboi oversight CC: Ryan Neumann BCC: Subject: Re: Excessive Transactions March 2019 Account ; Surendra Sin h Teresa Metall° Bradley Gillin Thanks. Let me look into what happe

Begin forwarded message: From: dboi oversight aM> Date: April 1, 2019 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann < , Surendra Sin Teresa Metallo < Debra Jasper Subject: Excessive Transactions March 2019 Account #44129244 III Classification: For Internal use

transferred to a transactional account immediately. If you think your client's violation is due to a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it will be reviewed. If we do not receive a response in next two business day, we will assume you are not disput

ough Deutsche Bank Securities Inc. Begin forwarded message: From: Stewart Oldfield Date: April 1, 2019 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive Transactions March 2019 Account #44129244 II] , Surendra Singh ra Jasper >, Bradley Gillin Thanks. Let

transferred to a transactional account immediately. If you think your client's violation is due to a bank error, please respond to both myself and Ryan Neumann in Compliance with your reason and it will be reviewed. If we do not receive a response in next two business day, we will assume you are not disput