P PLC SPONSORED ADR 2,590.000 13.56 (35,120.40) ' 2/1 13.53 35,042.70 BROKERAGE 77.70 ESI SECURITIES COMPANY (ID: 756255-20-4) 1/29 Purchase ROCHE HOLDINGS LTD SPONS ADR 0 55.05 30,277.50 550.000 55.09 (30,299.50) 6 2/1 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 1/29 Purchase ROYAL DUTCH SHEL