Back to People & Entities
the "Volcker Rule"
Organization
2
Total Mentions
2
Documents
19
Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA00237405.pdf
1 mentionEFTA00237405_sub_001 - EFTA00237405_100
ng area of law and is subject to modification by government and judicial action. As part of the Dodd-Frank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities, such as UBS and its affiliates, to sponsor, acquire any interest in or engage in transactions with most
EFTA00239188.pdf
1 mentionEFTA00239188_sub_001 - EFTA00239188_100
evolving area of law and is subject to modification by government and judicial action. Section 13 of the BHC Act and related regulations (known as the "Volcker Rule") restrict the ability of a banking entity, such as UBS, to sponsor, acquire any interest in or engage in transactions with a fund, subject to certai
Sponsored
Connected Entities(19)
United States
LocationCountry located primarily in North America
2 docs2 co-mentions
Paul Volcker
PersonAmerican economist (1927-2019)
2 docs2 co-mentions
U.S. Treasury
OrganizationUnited States Department of the Treasury, executive department of the federal government
2 docs2 co-mentions
UBS AG
OrganizationSwiss multinational investment bank and financial services company
2 docs2 co-mentions
the Cayman Islands
LocationBritish Overseas Territory in the Caribbean
2 docs2 co-mentions
the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
2 docs2 co-mentions
the District of Columbia
LocationFederal district, capital of the United States
2 docs2 co-mentions
The Bank of New York Mellon
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Ernst & Young LLP
OrganizationErnst & Young accounting firm
2 docs2 co-mentions
Classes of Interests
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Cayman
LocationBritish Overseas Territory in the Caribbean
2 docs2 co-mentions
the Investor Application
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Fund
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Fund Advisor
OrganizationOrganization referenced in documents
2 docs2 co-mentions
The Placement Fee
OrganizationOrganization referenced in documents
2 docs2 co-mentions
No Assurance of Investment Return
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the Underlying Fund Management Fee
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Different Classes of Interests
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Bank Holding Company Act Considerations
OrganizationOrganization referenced in documents
2 docs2 co-mentions