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D. Selection of Other Advisors or Managers
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Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA00284589.pdf
1 mentionEFTA00284589
Neither WAM nor its representatives have any material relationships to this advisory business that would present a possible conflict of interest. D. Selection of Other Advisors or Managers and How This Adviser is Compensated for Those Selections WAM does not utilize nor select other advisors or third party managers. All assets are ma
EFTA00284812.pdf
1 mentionEFTA00284812
Neither WAM nor its representatives have any material relationships to this advisory business that would present a possible conflict of interest. D. Selection of Other Advisors or Managers and How This Adviser is Compensated for Those Selections WAM does not utilize nor select other advisors or third party managers. All assets manage
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Connected Entities(20 of 21)
Greenwich
LocationTown in Fairfield County, Connecticut, United States, suburb of NYC
2 docs2 co-mentions
Investment Strategies
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Limited Liability Company
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Wax Asset Management LLC's
OrganizationOrganization referenced in documents
2 docs2 co-mentions
B. Types of Advisory Services
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the Sale of Securities to Clients
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Investment Supervisory
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Commodity Trading Advisor
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Non-Periodic Review of Client
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Frequency of Regular Reports Provided to Clients
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Non - Advisory Personnel
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Personal Securities Transactions
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Prohibited Activities, Conflicts of Interest
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Gifts and Entertainment
OrganizationOrganization referenced in documents
2 docs2 co-mentions
C. Investing Personal Money
OrganizationOrganization referenced in documents
2 docs2 co-mentions
C. Content
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Non — Advisory Personnel for Client Referrals
OrganizationOrganization referenced in documents
2 docs2 co-mentions
B. Financial Conditions
OrganizationOrganization referenced in documents
2 docs2 co-mentions
C. Bankruptcy Petitions
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Issuers of Securities
OrganizationOrganization referenced in documents
2 docs2 co-mentions