Section 17(a) of the Public Utility Holdng Company Ad el 1935 or Section 30(h) of the Imestment Company Ad el 1940 OMB APPROVAL OM Humber: bores EsInoa avatar/ bugle., mum per ressoree 32350287 February 28. 2011 0.5 1. Name and Address at Reporting Person SPECTOR WARREN 1 a Issuer Name and T