ses. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 9/25 Free Delivery Description JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 48126H-AA-8) 9/25 Free Delivery ROYAL BANK