INC. TRADE DATE 02/25/14 (ID: 38145C-64-6) HSBC FDS TOTAL RETURN I TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 40428X-15-6) PIMCO UNCONSTRAINED BOND-P TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 72201M-45-3) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z TRANSFER TO UBS FINANCIAL SERVIC