C) KYC# 1156121 Conte ct: Janet Sible 312-952-9280 New ADVISOR SELECT account - Manager Clearbridge 1/22/2014 PB S -CH Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby COVERAGE-Domestic Temp orary exception granted for the DB corporate resolutions. E-mail is attached N 226 01250909 9800 La Cie

ed operating agreement of 691 St Nicholas JV LLC. See attached Compliance approval for extension until 4/14/2017. -30 Armen Brash, Andrew Galivan, Michael J. Davis, Michael Jacoby US-Onshore 01618173 UNICOM Technology Park, Inc. Prospect Dan Gray 6/24/2017 Temporary exception to obtain a Borrowers Resolu

no Capital LLC Prospect Susan Burnet t 6/23/2014 -53 Tempory Exception from Compliance to be turned to Permanent as soon as Account is closed Michael J. Davis Los Angeles COVERAGE Black, Leon D. Client Paul Morris 5/22/2014 -21 Kimberly Hart New York COVERAGE Two Hundred Lafayette LLC Client Ros

Pivot Row Labels Count of Customer Owner MSR Count Count of Customer Name Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby New York Rosemary Vrablic 9 San Francisco 16 Joanne Jensen 5 Los Angeles 9 Paul Bartilucci 1 Chicago 1 Terrence Tangney