vate placement transactions, socuntios of foreign private issuers not registered under the Securities Exchange Act of )934 and secunties not traded °natl.& national securities exchange. mai WO 6 MUM 122413 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098108 CONFIDENTIAL SDNY_GM_00244292 EFTA01392839