Process ID Sucrneied Yes &toed Scuthern SubmItecl Cote 1503,2018 14 45 -0400 Process type NCA Creation Date 15.03/2018 14 43 -0403 % re, Oro ID Requests mown: ID Record ID TYPO Name Company SottAern Financral LLC Alert(s) ADM INT PEP SAE No Alert No A1erl No Alen NO AleR http

D Suborn Process type % re, Requests Scuthein . LRS SutrnCed Yes Submitted Date 11/04/2018 10 27 -NCO Creation Date 11404/2018 10 23 4403 Oro ID Alerds) Request ID Record ID TYPO Name ADM INT PEP SAE Individual Darren K !Wyk° No Alert PIL_II No Alert No Alert Individual Richar