UK CDD Escalation Have you come across any other reason for escalation to AFC Compliance? No KYC Review Are you going to complete a hill CDINKYC Review for this Entity? Yes Page 13 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) CONFIDENTIAL DB-SDNY-0059801 SDNY_GM_00205985 EFTA01368140