of the entity's UBO relationships Southern Financial Operating Agreement.pdt Risk Factors Have you come across any other reason for escalation to AFC Compliance? No KYC Review Are you going to complete a full CDD/KYC Review for this Entity? COO KYC Type Select the applicable Client KYC Type: Organizatio

UK CDD Escalation Have you come across any other reason for escalation to AFC Compliance? No KYC Review Are you going to complete a hill CDINKYC Review for this Entity? Yes Page 13 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e)