1 9/28 10/3 9/28 10/3 9/28 10/3 Total Pending Sales, Maturities, Redemptions $206,493.77 ($202,899.60) $3,594.17 S Sale Sale Sale Sale PENNANTPARK INVESTMENT CORP (ID: 708062-10-4) GRUPO FIN SANTANDER-ADR B (ID: 40053C-10-5) CASELLA WASTE SYSTEMS INC CL A (ID: 147448-10-4) QUALYS INC (ID: 74758T-30-3) WESTERN