ex 25,794 1.41% SXDP Index 26,135 1.43% IE_TSY CREDIT 28,845 1.58% STBCNZL Index 32,346 1.77% GILD US Equity 34,561 1.89% No. Nomes by Cetera APAC Long 29 APAC Short 23 EMEA Long 81 EMEA Short 11 AMER Long 172 AMER Short 45 EquityCom Long 63 EquityCom Short 9 G20 Rates Long

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pital Partners - invest another $37.5M in convertible preferred stock of RCAP. • RCAP's business will be refocused on Cetera Financial Group, with Cetera entering a strategic relationship with Apollo in which its sales force will sell Apollo products. • The RCS Capital Management services agreement

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