rino ; Kareen Johnso Cc: Bill King Davide-A Sferrazza ■ Salters Subject: KYC remediation [I) Classification: For Internal use only Nina Tona ■ Andrea Sandven Nina Tona Ian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY GM_00200224 DB-SDNY-0054040 EFTA01363772

: < Salters < Subject: KYC remediation [II >; Kareen Johnson < >; Davide-A Sferrazza < Classification: For internal use only >; Nina Tona < >; Andrea Sandven >; Nina Tona < >; >; Ian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0054116 SDNY GM_00200300 EFTA01363794

ect: RE: KYC remediation [I] Classification: For Internal use only Dear All, ; Brian Serino : Davide-A Sferrazza • Jamaal Bushara Nina Tona ; Andrea Sandven After conducting a further review the KYC situation is a lot worse. The revised KYC remediation list is as follows: CONFIDENTIAL - PURSUANT TO FED.

ernal use only Hi Ian, We will add them to the current pipeline, and assign the cases accordingly. Thank you ! Kareen Johnson >; Nina Tona < >; Andrea Sandven >; From: Ian Salters Sent: Monday, February 25, 2019 4:00 PM To: Brian Serino < >; Kareen Johnson Cc: Bill King < >; Davide-A Sferrazza < m>;